How nonviolent struggle works

by Globbale Rodder - Denmark

Striking at the Roots of Power
Nonviolent struggle works by undermining the opponent's power at its source. A government's political power, for example, ultimately depends on the consent and cooperation of its citizens. Rulers of governments and political systems are not omnipotent, nor do they possess self-generating power. On the contrary, all dominating elites and rulers depend for their sources of power upon the cooperation of the population and of the institutions of the society they would rule. If the population rejects the rulers' right to rule and to command, they are withdrawing the general agreement, or group consent, which makes the existing government possible. This loss of authority sets in motion the disintegration of the rulers' power. That power is reduced to the degree that the rulers are denied authority. Where the loss is extreme, the existence of that particular government is threatened.

Facing Repression
When nonviolent struggle presents a serious challenge to the opponent, the opponent is likely to react with repression against the nonviolent actionists.
Faced with repression, nonviolent actionists have only one acceptable response: to overcome they must persist in their action and refuse to submit or retreat. Without willingness to face repression as the price of struggle, the nonviolent action movement cannot hope to succeed.
Facing repression with persistence and courage means that the nonviolent actionists must be prepared to endure the opponent's sanctions without flinching. The nonviolent actionists must be prepared to suffer in order to advance their cause. Some people may interpret this suffering in a metaphysical or spiritual sense, but this view is not necessary for the technique; it is sufficient if the volunteers understand that their withstanding repression will contribute to achieving their objectives.

Political Jiu-Jitsu
Political jiu-jitsu is one of the special processes by which nonviolent action deals with violent repression. By combining nonviolent discipline with solidarity and persistence in struggle, the nonviolent actionists cause the violence of the opponent's repression to be exposed in the worst possible light. This, in turn, may lead to shifts in opinion and then to shifts in power relationships favorable to the nonviolent group. These shifts result from withdrawal of support for the opponent and the grant of support to the nonviolent actionists.

Mechanisms of Change
When successful, nonviolent action produces change in one of the following ways:

Conversion
The opponent has been inwardly changed so that he wants to make the changes desired by the nonviolent actionists.
Accommodation
The opponent does not agree with the changes (he has not been converted), and he could continue the struggle (he has not been nonviolently coerced), but nevertheless he has concluded that it is best to grant some or all of the demands. He may see the issues as not so important after all, the actionists as not as bad as he had thought, or he may expect to lose more by continuing the struggle than by conceding gracefully.
Nonviolent coercion
The opponent has not changed his mind on the issues and wants to continue the struggle, but is unable to do so; the sources of his power and means of control have been taken away from him without the use of violence. This may have been done by the nonviolent group or by opposition and noncooperation among his own group (as, mutiny of his troops), or some combination of these.
Disintegration
The opponent's sources of power are so completely severed or dissolved that the opponent simply falls apart as a viable entity. No coherent body remains, even to accept defeat. The opponent's power has been simply dissolved.
Source: Gene Sharp, The Politics of Nonviolent Action, (3 Vols.), Boston: Porter Sargent, 1973; and Gene Sharp, The Role of Power in Nonviolent Struggle (monograph), Cambridge: The Albert Einstein Institution, (forthcoming).


Correcting common misconceptions about nonviolent action

What nonviolent action is
Nonviolent action is a generic term covering dozens of specific methods of protest, noncooperation, and intervention, in all of which the actionists conduct the conflict by doing -- or refusing to do -- certain things without using physical violence. As a technique, therefore, nonviolent action is not passive. It is not inaction. It is action that is nonviolent.
The issue at stake will vary. Frequently it may be a political one -- between political groups, for or against a government, or on rare occasions, between governments (as in imposition of embargoes or resistance to occupation). It may also be economic or social or religious. The scale and level of the conflict will also vary. It may be limited to a neighborhood, a city, or a particular section of the society; it may at other times range over a large area of a country or convulse a whole nation. Less often, more than one country and government may be involved. Whatever the issue, however, and whatever the scale of the conflict, nonviolent action is a technique by which people who reject passivity and submission, and who see struggle as essential, can wage their conflict without violence. Nonviolent action is not an attempt to avoid or ignore conflict. It is one response to the problem of how to act in politics, especially how to wield power effectively.

What nonviolent action isn't

1) Nonviolent action has nothing to do with passivity, submissiveness, and cowardice; just as in violent action, these must first be rejected and overcome.

2) Nonviolent action is not be equated with verbal or purely psychological persuasion, although it may use action to induce psychological pressures for attitude change; non-violent action, instead of words, is a sanction and a technique of struggle involving the use of social, economic, and political power, and the matching of forces in conflict.

3) Nonviolent action does not depend on the assumption that people are inherently "good"; the potentialities of people for both "good" and "evil" are recognized, including the extremes of cruelty and inhumanity.

4) People using nonviolent action do not have to be pacifists or saints; nonviolent action has been predominantly and successfully practiced by "ordinary" people.

5) Success with nonviolent action does not require (thought it may be helped by) shared standards and principles, a high degree of community of interest, or a high degree of psychological closeness between the contending groups; this is because when efforts to produce voluntary change fail, coercive nonviolent measures may be employed.

6) Nonviolent action is at least as much of a Western phenomenon as an Eastern one; indeed, it is probably more Western, if one takes into account the widespread use of strikes and boycotts in the labor movement and the noncooperation struggles of subordinated nationalities.

7) In nonviolent action there is no assumption that the opponent will refrain from using violence against nonviolent actionists; the technique is designed to operate against violence when necessary.

8) There is nothing in nonviolent action to prevent it from being used for both "good" and "bad" causes although the social consequences of its use for a "bad" cause may differ considerably from the consequences of violence used for the same cause.

9) Nonviolent action is not limited to domestic conflicts within a democratic system; it has been widely used against dictatorial regimes, foreign occupations, and even against totalitarian systems.

10) Nonviolent action does not always take longer to produce victory than violent struggle would. In a variety of cases nonviolent struggle has won objectives in a very short time -- in as little as a few days.

The methods of nonviolent action
(from Gene Sharp, The Methods of Nonviolent Action, Boston 1973)

A) THE METHODS OF NONVIOLENT PROTEST AND PERSUASION

FORMAL STATEMENTS
1. Public speeches
2. Letters of opposition or support
3. Declarations by organizations and institutions
4. Signed public declarations
5. Declarations of indictment and intention
6. Group or mass petitions

COMMUNICATIONS WITH A WIDER AUDIENCE
7. Slogans, caricatures, and symbols
8. Banners, posters, and displayed communications
9. Leaflets, pamphlets, and books
10. Newspapers and journals
11. Records, radio, and television
12. Skywriting and earthwriting

GROUP REPRESENTATIONS
13. Deputations
14. Mock awards
15. Group lobbying
16. Picketing
17. Mock elections

SYMBOLIC PUBLIC ACTS
18. Displays of flags and symbolic colours
19. Wearing of symbols
20. Prayer and worship
21. Delivering symbolic objects
22. Protest disrobings
23. Destruction of own property
24. Symbolic lights
25. Displays of portraits
26. Paint as protest
27. New signs and names
28. Symbolic sounds
29. Symbolic reclamations
30. Rude gestures

PRESSURES ON INDIVIDUALS
31. "Haunting" officials
32. Taunting officials
33. Fraternization
34. Vigils

DRAMA AND MUSIC
35. Humourous skits and pranks
36. Performances of plays and music
37. Singing

PROCESSIONS
38. Marches
39. Parades
40. Religious processions
41. Pilgrimages
42. Motorcades

HONOURING THE DEAD
43. Political mourning
44. Mock funerals
45. Demonstrative funerals
46. Homage at burial places

PUBLIC ASSEMBLIES
47. Assemblies of protest or support
48. Protest meetings
49. Camouflaged meetings of protest
50. Teach-ins

WITHDRAWAL AND RENUNCIATION
51. Walk-outs
52. Silence
53. Renouncing honours
54. Turning one's back

B) THE METHODS OF SOCIAL NONCOOPERATION

OSTRACISM OF PERSONS
55. Social boycott
56. Selective social boycott
57. Lysistratic nonaction
58. Excommunication
59. Interdict

NONCOOPERATION WITH SOCIAL EVENTS, CUSTOMS, AND INSTITUTIONS
60. Suspension of social and sports activities
61. Boycott of social affairs
62. Student strike
63. Social disobedience
64. Withdrawal from social institutions

WITHDRAWAL FROM THE SOCIAL SYSTEM
65. Stay-at-home
66. Total personal noncooperation
67. "Flight" of workers
68. Sanctuary
69. Collective disappearance
70. Protest emigration (hijrat)

C) THE METHODS OF ECONOMIC NONCOOPERATION: ECONOMIC BOYCOTTS

ACTION BY CONSUMERS
71. Consumers' boycott
72. Nonconsumption of boycotted goods
73. Policy of austerity
74. Rent withholding
75. Refusal to rent
76. National consumers' boycott
77. International consumers' boycott

ACTION BY WORKERS AND PRODUCERS
78. Workers' boycott
79. Producers' boycott

ACTION BY MIDDLEMEN
80. Suppliers' and handlers' boycott

ACTION BY OWNERS AND MANAGEMENT
81. Traders' boycott
82. Refusal to let or sell property
83. Lockout
84. Refusal of industrial assistance
85. Merchants' "general strike"

ACTION BY HOLDERS OF FINANCIAL RESOURCES
86. Withdrawal of bank deposits
87. Refusal to pay fees, dues, and assessments
88. Refusal to pay debts or interest
89. Severance of funds and credit
90. Revenue refusal
91. Refusal of a government's money

ACTION BY GOVERNMENTS
92. Domestic embargo
93. Blacklisting of traders
94. International sellers' embargo
95. International buyers' embargo
96. International trade embargo

D) THE METHODS OF ECONOMIC NONCOOOPERATION: THE STRIKE

SYMBOLIC STRIKES
97. Protest strike
98. Quickie walkout (lightning strike)

AGRICULTURAL STRIKES
99. Peasant strike
100. Farm workers' strike

STRIKES BY SPECIAL GROUPS
101. Refusal of impressed labour
102. Prisoners' strike
103. Craft strike
104. Professional strike

ORDINARY INDUSTRIAL STRIKES
105. Establishment strike
106. Industry strike
107. Sympathy strike

RESTRICTED STRIKES
108. Detailed strike
109. Bumper strike
110. Slowdown strike
111. Working-to-rule strike
112. Reporting "sick" (sick-in)
113. Strike by resignation
114. Limited strike
115. Selective strike

MULTI-INDUSTRY STRIKES
116. Generalised strike
117. General strike

COMBINATION OF STRIKES AND ECONOMIC CLOSURES
118. Hartal
119. Economic shutdown

E) THE METHODS OF POLITICAL NONCOOPERATION

REJECTION OF AUTHORITY
120. Withholding or withdrawal of allegiance
121. Refusal of public support
122. Literature and speeches advocating resistance

CITIZENS' NONCOOPERATION WITH GOVERNMENT
123. Boycott of legislative bodies
124. Boycott of elections
125. Boycott of government employment and positions
126. Boycott of government departments, agencies, and other bodies
127. Withdrawal from governmental educational institutions
128. Boycott of government-supported institutions
129. Refusal of assistance to enforcement agents
130. Removal of own signs and placemarks
131. Refusal to accept appointed officials
132. Refusal to dissolve existing institutions

CITIZENS' ALTERNATIVES TO OBEDIENCE
133. Reluctant and slow compliance
134. Nonobedience in absence of direct supervision
135. Popular nonobedience
136. Disguised disobedience
137. Refusal of an assemblage or meeting to disperse
138. Sitdown
139. Noncooperation with conscription and deportation
140. Hiding, escape, and false identities
141. Civil disobedience of "illegitimate" laws

ACTION BY GOVERNMENT PERSONNEL
142. Selective refusal of assistance by government aides
143. Blocking of lines of command and information
144. Stalling and obstruction
145. General administrative noncooperation
146. Judicial noncooperation
147. Deliberate inefficiency and selective noncooperation by enforcement agents
148. Mutiny

DOMESTIC GOVERNMENTAL ACTION
149. Quasi-legal evasions and delays
150. Noncooperation by constituent governmental units

INTERNATIONAL GOVERNMENTAL ACTION
151. Changes in diplomatic and other representation
152. Delay and cancellation of diplomatic events
153. Withholding of diplomatic recognition
154. Severance of diplomatic relations
155. Withdrawal from international organisations
156. Refusal of membership in international bodies
157. Expulsion from international organisations

F) THE METHODS OF NONVIOLENT INTERVENTION

PSYCHOLOGICAL INTERVENTION
158. Self-exposure to the elements
159. The fast
a) Fast of moral pressure
b) Hunger strike
c) Satyagrahic fast
160. Reverse trial
161. Nonviolent harassment

PHYSICAL INTERVENTION
162. Sit-in
163. Stand-in
164. Ride-in
165. Wade-in
166. Mill-in
167. Pray-in
168. Nonviolent raids
169. Nonviolent air raids
170. Nonviolent invasion
171. Nonviolent interjection
172. Nonviolent obstruction
173. Nonviolent occupation

SOCIAL INTERVENTION
174. Establishing new social patterns
175. Overloading of facilities
176. Stall-in
177. Speak-in
178. Guerrilla theatre
179. Alternative social institutions
180. Alternative communication system

ECONOMIC INTERVENTION
181. Reverse strike
182. Stay-in strike
183. Nonviolent land seizure
184. Defiance of blockades
185. Politically motivated counterfeiting
186. Preclusive purchasing
187. Seizure of assets
188. Dumping
189. Selective patronage
190. Alternative markets
191. Alternative transportation systems
192. Alternative economic institutions

POLITICAL INTERVENTION
193. Overloading of administrative systems
194. Disclosing identities of secret agents
195. Seeking imprisonment
196. Civil disobedience of "neutral" laws
197. Work-on without collaboration
198. Dual sovereignty and parallel government

 
         
   
 

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